Our custodians sometimes charge fees that will be deducted from your accounts directly by the custodian as a result of specific transactions, requests, or events. A list of some, but not all, of the fees you may see for an Apex account managed by Facet are as follows (please note that Apex may also change these fees without notice from time to time):

• Outgoing ACAT (account transfer, full or partial): $75.00 per transfer
• Outgoing Wire (domestic): $25.00 per wire
• Outgoing Wire (foreign): $50.00 per wire
• Overnight mail (domestic): $50.00 per mailing
• Overnight mail (foreign): $100.00 per mailing
• Paper Check (regular mail – domestic): $5.00 per check
• Paper Check (regular mail – international): $10.00 per check
• Paper Statements and Tax Forms: $5.00 per statement or tax form
• Paper Confirmation: $2.00 per confirmation
• Paper Prospectus Fee: $5.00 per mailing
• Third-Party Distribution Notification: $2.00 per notification
• Check Copies: $15.00 per copy
• Returned ACH or Check: $30.00 per event
• Stop Payments on Issued Checks: $30.00 per request
• FINRA Transaction Activity Fee (sells only): $0.000166 per share (up to $8.30 max)
• SEC Section 31 Fee (sells only): $0.00002780 multiplied by the principal amount of a sell transaction for eligible securities.

If a member cancels their subscription and does not transfer their assets to another custodian within 30 days after the subscription period ends, a $10 per month, per account, administrative fee will be charged and collected by Facet to cover expenses related to maintaining the account. The administrative fee will be debited from the investment account and is used to cover the expense of holding the investment account. If there is not sufficient cash available in the account to cover the administrative fee, shares may be sold to generate cash solely for the purpose of paying the fee.

As of January 21, 2025, subject to change without notice