Legal documents
We regularly file documents with the SEC concerning the size of our business, the processes we have in place to provide secure and compliant services, our fee structures and members of the team. These are updated regularly and you can ensure you view the latest versions, by clicking the links above.
If you’d like to review any of the contents with either your planner or a member of our compliance team, we are here to help you make that happen.
Client agreements
The terms you agree to as a Facet client.
The terms you agree to as a user of Finicity’s services. Facet partners with Finicity to securely aggregate your financial data.
General
The terms you agree to when accessing Facet’s website as well as your electronic delivery acknowledgement.
Facet’s commitment to digital accessibility
The terms of use for electronic communications between you and Facet.
How we engage through our social media platforms.
Material changes to Facet’s planning agreement and regulatory filings.
The value of working with Facet.
Promotions
Below are specific details & terms of various Facet promotions.
Past Promotions
$450 Kick-Starter Promotion
Investment Account Promotion For Members Who Signed Up Between 1/1/2024 – 3/31/2024
Investment Account Promotion For Members Who Have Signed Between 11/1/2023 – 12/31/2023
Investment Account Promotion For Members Who Have Signed Up After 1/31/23
Investment Account Promotion For Members Who Signed Up Before 2/1/23
$500 Kick-Starter Promotion
Referral Program
Non-Refundable Annual Payment Discount
Concierge Package
Jump Start Program Termination Fee
Black Friday 2021
Other Promotions & Discounts
Privacy
Facet Wealth services
A description of Facet’s service and product offerings.
Provides information about our planners, who act on behalf of Facet.
Customer Relationship Summary (CRS) provides disclosure of your relationship with Facet.
Statement of Facet’s regulatory reporting and filing requirements as an SEC Registered Investment Advisor.
Investment management
Below are specific agreements you make when Facet manages your money.