LAST CHANCE to get $300 when you invest & maintain $5,000 or more9 Offer expires April 30, 2024
LAST CHANCE to get $300 when you invest & maintain $5,000 or more9 Offer expires April 30, 2024
LAST CHANCE to get $300 when you invest & maintain $5,000 or more9 Offer expires April 30, 2024

Apex Clearing Miscellaneous Fees

While Facet doesn’t charge additional fees for managing accounts, our custodians sometimes charge fees that will be deducted from your accounts directly by the custodian as a result of specific transactions, requests, or events. A list of some, but not all, of the fees you may see for a Apex account managed by Facet are as follows (please note that Apex may also change these fees without notice from time to time)

  • Outgoing ACAT (account transfer, full or partial): $75.00 per transfer
  • Outgoing Wire (domestic): $25.00 per wire
  • Outgoing Wire (foreign): $50.00 per wire
  • Overnight mail (domestic): $50.00 per mailing
  • Overnight mail (foreign): $100.00 per mailing
  • Paper Check (regular mail – domestic): $5.00 per check
  • Paper Check (regular mail – international): $10.00 per check
  • Paper Statements and Tax Forms: $5.00 per statement or tax form
  • Paper Confirmation: $2.00 per confirmation
  • Paper Prospectus Fee: $5.00 per mailing
  • Third-Party Distribution Notification: $2.00 per notification
  • Check Copies: $15.00 per copy
  • Returned ACH or Check: $30.00 per event
  • Stop Payments on Issued Checks: $30.00 per request
  • FINRA Transaction Activity Fee (sells only): $0.000166 per share (up to $8.30 max)
  • SEC Section 31 Fee (sells only): $0.00002780 multiplied by the principal amount of a sell transaction for eligible securities.

As of February 8, 2024, subject to change without notice