Legal documents

We regularly file documents with the SEC concerning the size of our business, the processes we have in place to provide secure and compliant services, our fee structures and members of the team. These are updated regularly and you can ensure you view the latest versions, by clicking the links above.

If you’d like to review any of the contents with either your planner or a member of our compliance team, we are here to help you make that happen.

Client agreements

Planning Agreement

The terms you agree to as a Facet client.

Finicity End User License Agreement

The terms you agree to as a user of Finicity’s services. Facet partners with Finicity to securely aggregate your financial data.

General

Terms of Use

The terms you agree to when accessing Facet’s website as well as your electronic delivery acknowledgement.

Accessibility Statement

Facet’s commitment to digital accessibility

Electronic Disclosure

The terms of use for electronic communications between you and Facet.

Social Media Disclosure

How we engage through our social media platforms.

Updates

Material changes to Facet’s planning agreement and regulatory filings.

Claims Disclosure

The value of working with Facet.

Annual Payment Terms & Conditions

Promotions

Below are specific details & terms of various Facet promotions.

Active Promotions

Privacy

Privacy Policy

Privacy Notice

Privacy Notice for California Employment Candidates

Facet Wealth services

Form ADV Part 2A

A description of Facet’s service and product offerings.

Form ADV Part 2B

Provides information about our planners, who act on behalf of Facet.

Form ADV Part 3

Customer Relationship Summary (CRS) provides disclosure of your relationship with Facet.

Security and Exchange Commision (SEC) Disclosure

Statement of Facet’s regulatory reporting and filing requirements as an SEC Registered Investment Advisor.

Investment management

Below are specific agreements you make when Facet manages your money.

Apex Clearing Agreements & Disclosures

Apex Clearing Custodial Agreements

Apex Clearing Miscellaneous Fees

Fidelity Miscellaneous Fee Schedule

Frequently asked questions
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[email protected]   |   (443) 376-6222   |   Media Inquiries: [email protected]
100 International Drive, 23rd Floor, Baltimore, MD 21202
© Facet Wealth, Inc. ("Facet") 2023

© Facet Wealth 2023. All rights reserved.
Investment advisory services offered through Facet Wealth, Inc.(“Facet”), an investment adviser registered with the Securities and Exchange Commission (SEC). Such registration does not imply endorsement or approval. Investing involves serious risks and past performance is no guarantee of future performance or success. This is not a solicitation or an offer to buy or sell securities and nothing contained herein should be interpreted as a recommendation or research regarding any investment or investment strategy, legal or tax advice.

Testimonials were provided by current clients of Facet Wealth, Inc. ("Facet"). Clients have not been paid for their testimonial and there are no material conflicts of interest that would affect the given testimonials. These testimonials may not be representative of the experiences of other clients, and do not provide a guarantee of future performance success or similar services.

Endorsements were provided by promoters or influencers who were not clients of Facet when initially engaged. Individuals were compensated by Facet Wealth, Inc. ("Facet") and that compensation may have included free or discounted planning services. The endorsement does not guarantee the same or similar experience.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

This material may contain data, links or other content from third-parties. Although Facet only provides information from sources it believes to be accurate, third party content is not guaranteed as to its accuracy or completeness. Any hyperlinks provided are intended as additional perspectives, should not be construed as an endorsement and may contain a separate privacy policy.

What will I learn on this call?

It’s hard for anyone to look at a website and say “yes, this is for me, please help me with my money”.  Finances are deeply personal, and talking to someone who can listen and determine what will help you the most is just one simple and confidential call away.  In 15 minutes or less you will have a better understanding of what’s available to you and if you are a good fit for Facet.
If it’s clear we can help, and you want to learn more about working with Facet, then we will share what the service will cost based on the complexity of your finances.